Paul Goetz

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (23 Feb 2017 to 25 Sep 2019)
    • [FCA CF] Material risk taker (23 Feb 2017 to 25 Sep 2019)
    • CF30 Customer (23 Jun 2009 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (15 Jan 2008 to 16 May 2008)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 3 Jan 2008)
    • CF21 Investment Adviser (17 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.