Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Mortgage Advice Bureau Limited
FRN 455545
- SMF3 Executive Director (since 12 Mar 2025)
- SMF16 Compliance Oversight (since 12 Aug 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Aug 2022)
- SMF4 Chief Risk (since 12 Aug 2022)
-
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- SMF3 Executive Director (since 12 Mar 2025)
- SMF16 Compliance Oversight (since 12 Aug 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Aug 2022)
- SMF4 Chief Risk (since 12 Aug 2022)
-
CAPITAL PROTECT LIMITED
FRN 531444
- SMF3 Executive Director (since 12 Mar 2025)
- SMF16 Compliance Oversight (since 12 Aug 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Aug 2022)
- SMF4 Chief Risk (since 12 Aug 2022)
-
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2022)
- CF2 Non Executive Director (21 Oct 2019 to 8 Dec 2019)
- CF1 Director (21 Feb 2019 to 21 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.