Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (1 Oct 2023 to 31 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (22 Oct 2022 to 1 Oct 2023)
- SMF16 Compliance Oversight (21 Oct 2022 to 1 Oct 2023)
- SMF1 Chief Executive (21 Oct 2022 to 1 Oct 2023)
- SMF3 Executive Director (9 Dec 2019 to 21 Oct 2022)
- CF1 Director (17 Jun 2015 to 8 Dec 2019)
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- CF1 Director (AR) (1 Jan 2008 to 20 Feb 2013)
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- Employed By (17 Dec 2007 to 20 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.