Paul George Lomas

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIA Capital Markets Limited

    FRN 219706

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Jun 2003 to 31 Oct 2007)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (272)CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (272)CF21 Investment Adviser at Novate Global Markets Limited