Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 17 Aug 2022)
    • [FCA CF] Manager of certification employee (since 17 Aug 2022)
    • [FCA CF] Client dealing (since 17 Aug 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF4 Partner (AR) (since 9 Feb 2011)
    • SMF9 Chair of the Governing Body (5 Nov 2024 to 31 Mar 2026)
    • SMF1 Chief Executive (9 Dec 2019 to 5 Nov 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
    • CF3 Chief Executive (2 Apr 2007 to 8 Dec 2019)
    • CF4 Partner (2 Apr 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Apr 2007 to 30 Sep 2018)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF2 Non Executive Director (1 Dec 2001 to 18 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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