Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF29 Significant management (18 Feb 2010 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 May 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 2 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.