Paul Gareth Bowen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCB Financial Services Ltd

    FRN 126176

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Significant management (since 1 Mar 2021)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2021)
    • [FCA CF] Benchmark submission and administration (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Proprietary trader (since 1 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2019)
    • Responsible for Insurance Distribution (since 12 Dec 2019)
    • SMF16 Compliance Oversight (since 12 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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