Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2004 to 13 Dec 2004)
  • Financial Advice Centre (no longer approved here)

    FRN 190158

    • (11)Employed By (11 Oct 2001 to 18 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.