Paul Frank Cody

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF10a CASS Oversight function (1 Oct 2011 to 22 Oct 2012)
    • CF28 Systems and controls (1 Nov 2007 to 22 Oct 2012)
    • CF13 Finance (20 Feb 2003 to 31 Oct 2007)
    • CF1 Director (2 Oct 2002 to 22 Oct 2012)
    • CF20 Significant Mgt (Settlements) (5 Aug 2002 to 1 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.