Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (8 Mar 2011 to 11 Apr 2013)
    • CF14 Risk Assessment (31 Mar 2004 to 1 Jun 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (31 Mar 2004 to 1 Jun 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.