Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (8 Mar 2011 to 11 Apr 2013)
- CF14 Risk Assessment (31 Mar 2004 to 1 Jun 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (31 Mar 2004 to 1 Jun 2007)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.