Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 13 Sep 2021)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Sep 2021)
  • Paul Fleming Financial Services (no longer approved here)

    FRN 220390

    • (1)Employed By (13 Nov 2002 to 28 Dec 2012)
  • Thomas Sagar Financial Services Limited (no longer approved here)

    FRN 121751

    • Employed By (27 Apr 2001 to 2 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.