Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan SE
FRN 755066
- [FCA CF] Manager of certification employee (since 14 Apr 2026)
- [FCA CF] Client dealing (since 23 Feb 2026)
- [FCA CF] Material risk taker (since 23 Feb 2026)
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- [PRA CF] Significant risk taker or Material risk taker (27 Aug 2024 to 14 Feb 2026)
- [FCA CF] Material risk taker (27 Aug 2024 to 14 Feb 2026)
- [FCA CF] Client dealing (18 Nov 2016 to 14 Feb 2026)
- [FCA CF] Functions requiring qualifications (17 Aug 2016 to 14 Feb 2026)
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- [FCA CF] Client dealing (18 Nov 2016 to 30 Oct 2023)
- [FCA CF] Functions requiring qualifications (17 Aug 2016 to 30 Oct 2023)
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- CF30 Customer (10 Dec 2009 to 6 Mar 2016)
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- CF30 Customer (2 Oct 2008 to 6 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.