Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (15 Nov 2013 to 31 Aug 2014)
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- CF1 Director (AR) (10 Oct 2013 to 31 Aug 2014)
- CF10 Compliance Oversight (15 Jun 2012 to 31 Aug 2014)
- CF3 Chief Executive (15 Jun 2012 to 31 Aug 2014)
- CF1 Director (18 Dec 2003 to 18 Jan 2008)
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- CF1 Director (AR) (13 Nov 2012 to 2 May 2014)
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- CF1 Director (22 Oct 2010 to 6 Mar 2012)
- CF3 Chief Executive (15 Oct 2007 to 22 Oct 2010)
- CF8 Apportionment and Oversight (15 Oct 2007 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.