Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ernest Grant Mortgages Limited
FRN 1007804
- (3)Employed By (since 17 May 2024)
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Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 3 Jan 2024)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 25 Aug 2017)
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Ernest Grant Ltd
FRN 568558
- (2)Employed By (since 28 Oct 2014)
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- CF30 Customer (1 Nov 2007 to 9 Mar 2010)
- CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Nov 2005 to 6 Aug 2007)
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- Employed By (24 Nov 2005 to 6 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.