Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK)

    FRN 140836

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Aug 2005 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (20 Aug 2003 to 5 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.