Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Material risk taker (4 Mar 2021 to 5 Mar 2021)
    • [FCA CF] Algorithmic trading (4 Mar 2021 to 5 Mar 2021)
    • [FCA CF] Benchmark submission and administration (4 Mar 2021 to 5 Mar 2021)
    • [FCA CF] CASS oversight function (4 Mar 2021 to 5 Mar 2021)
    • [FCA CF] Client dealing (4 Mar 2021 to 5 Mar 2021)
    • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 5 Mar 2021)
    • [FCA CF] Manager of certification employee (4 Mar 2021 to 5 Mar 2021)
    • [FCA CF] Proprietary trader (4 Mar 2021 to 5 Mar 2021)
    • [FCA CF] Significant management (4 Mar 2021 to 5 Mar 2021)
    • [PRA CF] Key function holder (4 Mar 2021 to 5 Mar 2021)
    • [PRA CF] Managing a material risk taker (4 Mar 2021 to 5 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (4 Mar 2021 to 5 Mar 2021)
    • CF3 Chief Executive (8 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Jan 2018 to 30 Sep 2018)
    • CF3 Chief Executive (AR) (27 Nov 2015 to 30 Nov 2017)
    • CF1 Director (AR) (25 Nov 2015 to 1 Dec 2017)
    • CF8 Apportionment and Oversight (3 Oct 2005 to 31 Mar 2009)
    • CF1 Director (3 Oct 2005 to 30 Nov 2017)
  • PELICAN BUSINESS INSURANCE SERVICES LIMITED (no longer approved here)

    FRN 790748

    • [PRA CF] Key function holder (29 Mar 2021 to 8 Mar 2023)
    • [FCA CF] Manager of certification employee (29 Mar 2021 to 8 Mar 2023)
    • [FCA CF] Functions requiring qualifications (29 Mar 2021 to 8 Mar 2023)
    • [FCA CF] Client dealing (29 Mar 2021 to 8 Mar 2023)
    • [FCA CF] CASS oversight function (29 Mar 2021 to 8 Mar 2023)
    • [FCA CF] Benchmark submission and administration (29 Mar 2021 to 8 Mar 2023)
    • [FCA CF] Algorithmic trading (29 Mar 2021 to 8 Mar 2023)
    • [FCA CF] Significant management (29 Mar 2021 to 8 Mar 2023)
    • [FCA CF] Material risk taker (29 Mar 2021 to 8 Mar 2023)
    • [FCA CF] Proprietary trader (29 Mar 2021 to 8 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (29 Mar 2021 to 8 Mar 2023)
    • [PRA CF] Managing a material risk taker (29 Mar 2021 to 8 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 8 Mar 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Mar 2023)
    • CF1 Director (15 Dec 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Dec 2017 to 30 Sep 2018)
  • All Broker Services Limited (no longer approved here)

    FRN 774744

    • SMF3 Executive Director (9 Dec 2019 to 23 Aug 2023)
    • CF1 Director (3 Jul 2017 to 8 Dec 2019)
  • RIVIERA INSURANCE SERVICES LIMITED (no longer approved here)

    FRN 786116

    • CF1 Director (AR) (12 Jan 2018 to 27 Feb 2018)
    • CF1 Director (1 Dec 2017 to 27 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

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