Paul Eric Hudson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Roxborough Wealth Management Limited

    FRN 457305

    • (9)4. Giving personal recommendations on retail investment products which are not broker funds
    • (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (15)[FCA CF] Client dealing (since 23 Jul 2025)
    • (17)[FCA CF] Functions requiring qualifications (since 23 Jul 2025)
    • (16)[FCA CF] Manager of certification employee (since 23 Jul 2025)
    • (14)SMF3 Executive Director (since 9 Dec 2019)
    • (12)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (13)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (11)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (10)Responsibility for MCD Intermediation (since 21 Mar 2016)
    • (26)[FCA CF] Manager of certification employee (8 Mar 2021 to 3 Aug 2022)
    • (28)[FCA CF] Functions requiring qualifications (8 Mar 2021 to 3 Aug 2022)
    • (25)[FCA CF] Client dealing (8 Mar 2021 to 3 Aug 2022)
    • (20)CF30 Customer (5 Sep 2013 to 8 Dec 2019)
    • (27)CF1 Director (22 Dec 2006 to 8 Dec 2019)
    • (23)CF10 Compliance Oversight (22 Dec 2006 to 8 Dec 2019)
    • (19)Responsible for Insurance Mediation (22 Dec 2006 to 30 Sep 2018)
    • (24)CF8 Apportionment and Oversight (22 Dec 2006 to 31 Mar 2009)
    • (22)CF11 Money Laundering Reporting (22 Dec 2006 to 8 Dec 2019)
    • (21)CF21 Investment Adviser (22 Dec 2006 to 28 Dec 2006)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (5 Jun 2020 to 3 Jul 2025)
    • [FCA CF] Functions requiring qualifications (5 Jun 2020 to 3 Jul 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (5 Dec 2012 to 28 Oct 2013)
    • CF30 Customer (1 Nov 2007 to 28 Oct 2013)
    • CF4 Partner (AR) (18 Jun 2007 to 28 Nov 2012)
    • CF21 Investment Adviser (6 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jan 2007 to 10 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (19)Responsible for Insurance Mediation at Roxborough Wealth Management Limited

  2. controlled function added: (20)CF30 Customer at Roxborough Wealth Management Limited

  3. controlled function added: (21)CF21 Investment Adviser at Roxborough Wealth Management Limited

  4. controlled function added: (22)CF11 Money Laundering Reporting at Roxborough Wealth Management Limited

  5. controlled function added: (23)CF10 Compliance Oversight at Roxborough Wealth Management Limited

  6. controlled function added: (24)CF8 Apportionment and Oversight at Roxborough Wealth Management Limited

  7. controlled function added: (25)[FCA CF] Client dealing at Roxborough Wealth Management Limited

  8. controlled function added: (26)[FCA CF] Manager of certification employee at Roxborough Wealth Management Limited

  9. controlled function added: (27)CF1 Director at Roxborough Wealth Management Limited

  10. controlled function added: (28)[FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited

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