Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 17 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Sep 2021)
    • [FCA CF] Client dealing (since 10 Aug 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (19 Nov 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 17 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Sep 2021)
    • [FCA CF] Manager of certification employee (since 4 Sep 2018)
    • [FCA CF] Client dealing (since 4 Sep 2018)
    • CF30 Customer (19 Nov 2014 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Sep 2021)
    • [FCA CF] Material risk taker (since 17 Sep 2021)
    • [FCA CF] Client dealing (since 4 Sep 2018)
    • [FCA CF] Manager of certification employee (since 4 Sep 2018)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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