Paul Embleton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 24 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • [FCA CF] Client dealing (since 1 Oct 2020)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Manager of certification employee (9 Sep 2019 to 6 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 6 Dec 2019)
    • CF30 Customer (9 Sep 2009 to 6 Mar 2016)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF27 Investment Management (3 May 2002 to 31 Aug 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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