Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Director of firm who is not a certification employee or a SMF manager (since 27 Feb 2025)
    • Appointed representative dealing with clients for which they require qualification (since 27 Feb 2025)
    • CF30 Customer (since 26 Feb 2025)
    • CF1 Director (AR) (since 26 Feb 2025)
    • CF30 Customer (15 Apr 2014 to 17 Jun 2015)
    • CF1 Director (AR) (15 Apr 2014 to 17 Jun 2015)
    • (1)Employed By (since 26 Feb 2025)
    • (1)Employed By (15 Apr 2014 to 17 Jun 2015)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2025)
    • CF30 Customer (23 Apr 2015 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (17 Jan 2013 to 5 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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