Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF29 Significant management (16 Sep 2010 to 3 Feb 2012)
    • CF30 Customer (1 Nov 2007 to 3 Feb 2012)
    • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF29 Significant management (16 Sep 2010 to 3 Feb 2012)
    • CF30 Customer (1 Nov 2007 to 3 Feb 2012)
    • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.