Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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McMillan Financial Advice Limited
FRN 1013458
- (12)Employed By (since 28 Feb 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 5 Feb 2020)
- CF30 Customer (since 27 Jan 2020)
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- [FCA CF] Functions requiring qualifications (19 Oct 2016 to 18 Jan 2020)
- CF30 Customer (26 Oct 2011 to 8 May 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.