Paul Edward Wallace

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (21 Oct 2013 to 2 Jan 2018)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF30 Customer (18 May 2010 to 11 Oct 2013)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (23 Jun 2009 to 31 Mar 2010)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (1 Nov 2007 to 18 Jun 2009)
- CF27 Investment Management (29 Sep 2003 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 29 Sep 2003)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (1 Nov 2007 to 18 Jun 2009)
- CF26 Customer Trading (9 May 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.