Paul Edward Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hexagon Wealth Limited

    FRN 483403

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Feb 2024)
    • [FCA CF] Client dealing (since 29 Feb 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 Mar 2013 to 22 Apr 2013)
  • B L Financial Planning Ltd (no longer approved here)

    FRN 515829

    • Employed By (26 Feb 2013 to 28 Aug 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (30 Oct 2012 to 22 Apr 2013)
    • CF30 Customer (30 Oct 2012 to 28 Aug 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 22 Nov 2011)
    • CF21 Investment Adviser (23 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Sep 2005 to 23 Jul 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (29 Jul 2003 to 26 Aug 2005)
    • CF22 Investment Adviser (Trainee) (17 Jan 2002 to 29 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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