Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Algorithmic trading (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2023)
    • CF29 Significant management (20 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (19 May 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.