Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 2 Mar 2011)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (19 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Sep 2003 to 19 Jan 2004)
    • Employed By (since 4 Jan 2008)
  • Jonathan Groocock (no longer approved here)

    FRN 439635

    • (1)Employed By (30 Nov 2005 to 4 Jan 2008)
  • Bristol & West Property Services Limited (no longer approved here)

    FRN 164899

    • Employed By (15 Aug 2001 to 1 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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