Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 2 Mar 2011)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (19 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Sep 2003 to 19 Jan 2004)
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The Paul Edward Magee Partnership
FRN 476507
- Employed By (since 4 Jan 2008)
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- (1)Employed By (30 Nov 2005 to 4 Jan 2008)
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- Employed By (15 Aug 2001 to 1 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.