Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Aug 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (30 Jul 2013 to 7 Mar 2019)
    • CF4 Partner (AR) (30 Jul 2013 to 7 Mar 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (30 Jul 2013 to 7 Mar 2019)
  • S & P Wealth Management (no longer approved here)

    FRN 603909

    • (1)Employed By (30 Jul 2013 to 7 Mar 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Feb 2011 to 29 Jul 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 30 Jul 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (17 Nov 2004 to 3 Nov 2006)
    • CF22 Investment Adviser (Trainee) (4 Nov 2002 to 17 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.