Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CHARWIN PRIVATE CLIENTS LIMITED
FRN 498486
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 12 Aug 2025)
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- CF30 Customer (30 Jul 2013 to 7 Mar 2019)
- CF4 Partner (AR) (30 Jul 2013 to 7 Mar 2019)
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- CF4 Partner (AR) (30 Jul 2013 to 7 Mar 2019)
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- (1)Employed By (30 Jul 2013 to 7 Mar 2019)
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- CF30 Customer (1 Feb 2011 to 29 Jul 2013)
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- CF30 Customer (15 Mar 2010 to 30 Jul 2010)
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- CF30 Customer (1 Nov 2007 to 14 Mar 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (17 Nov 2004 to 3 Nov 2006)
- CF22 Investment Adviser (Trainee) (4 Nov 2002 to 17 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.