Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [FCA CF] Significant management (28 Aug 2018 to 28 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (28 Aug 2018 to 28 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF21 Investment Adviser (31 Jan 2002 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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