Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF5 Head of Internal Audit (since 1 Apr 2022)
    • [FCA CF] Material risk taker (14 Mar 2022 to 1 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (14 Mar 2022 to 1 Apr 2022)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 27 Feb 2022)
    • SIMF7 Group Entity Senior Insurance Manager Function (15 Mar 2017 to 9 Dec 2018)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 27 Feb 2022)
    • SIMF7 Group Entity Senior Insurance Manager Function (15 Mar 2017 to 9 Dec 2018)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 27 Feb 2022)
    • SIMF7 Group Entity Senior Insurance Manager Function (15 Mar 2017 to 9 Dec 2018)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • SMF7 Group Entity Senior Manager (29 Aug 2017 to 27 Feb 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • SMF5 Head of Internal Audit (15 Mar 2017 to 27 Feb 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF5 Head of Internal Audit (15 Mar 2017 to 27 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.