Paul Duffy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Material risk taker (1 Jul 2022 to 4 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2022 to 4 Nov 2024)
    • [FCA CF] Manager of certification employee (12 Jun 2019 to 4 Nov 2024)
    • [FCA CF] Client dealing (9 Oct 2018 to 4 Nov 2024)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Manager of certification employee (12 Jun 2019 to 4 Nov 2024)
    • [FCA CF] Client dealing (9 Oct 2018 to 4 Nov 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 20 Apr 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Apr 2018)
    • CF30 Customer (13 Nov 2009 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 25 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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