Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • SMF3 Executive Director (7 Mar 2016 to 31 Dec 2016)
    • Responsible for Insurance Mediation (22 Dec 2015 to 31 Dec 2016)
    • CF30 Customer (16 May 2012 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 3 Apr 2009)
    • CF20 Significant Mgt (Settlements) (2 Jan 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.