Paul Dixon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Richmond Wealth LLP

    FRN 600308

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 11 Dec 2019)
    • CF30 Customer (16 Nov 2015 to 8 Dec 2019)
  • PFPNI LTD (no longer approved here)

    FRN 601226

    • CF30 Customer (9 Feb 2015 to 3 Dec 2015)
  • Census Financial Planning (NI) Ltd (no longer approved here)

    FRN 200043

    • Employed By (31 Oct 2012 to 26 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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