Paul Desmond Murphy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GQ INDEPENDENT LIMITED

    FRN 806366

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (28 Sep 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (28 Sep 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 Sep 2018 to 30 Sep 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Oct 2009 to 24 Mar 2010)
  • GQ Wealth Management Limited (no longer approved here)

    FRN 506924

    • (7)Employed By (13 Oct 2009 to 24 Mar 2010)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 27 Sep 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (AR) (1 Dec 2001 to 27 Sep 2018)
  • GQ Independent Ltd (no longer approved here)

    FRN 228584

    • Employed By (6 Oct 2003 to 28 Sep 2018)
  • Gilmour Quinn Ltd (no longer approved here)

    FRN 165211

    • Employed By (1 Dec 2001 to 29 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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