Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • CF30 Customer (1 Nov 2007 to 2 Sep 2011)
    • CF21 Investment Adviser (26 Jan 2007 to 31 Oct 2007)
    • CF26 Customer Trading (26 Jan 2007 to 31 Oct 2007)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF21 Investment Adviser (7 Mar 2003 to 18 Jan 2007)
    • CF26 Customer Trading (29 Aug 2002 to 7 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.