Paul Davies-James

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RACHMAS FINANCIAL MANAGEMENT LTD

    FRN 941341

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 25 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 14 Mar 2022)
    • [FCA CF] Client dealing (since 14 Mar 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (22 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jul 2006 to 17 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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