Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WAYNE AUSTIN IFA LIMITED (no longer approved here)

    FRN 450643

    • CF30 Customer (1 Nov 2007 to 16 Jan 2012)
    • CF22 Investment Adviser (Trainee) (23 Oct 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (18 May 2005 to 18 Jan 2007)
    • CF22 Investment Adviser (Trainee) (2 Jul 2004 to 18 May 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (30 Dec 2003 to 21 Jun 2004)
    • CF22 Investment Adviser (Trainee) (9 Apr 2003 to 30 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.