Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 25 Sep 2013)
    • CF1 Director (AR) (10 Mar 2008 to 23 Jan 2009)
    • CF30 Customer (1 Nov 2007 to 3 Aug 2011)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • (1)Employed By (since 25 Sep 2013)
    • (2)Employed By (1 Dec 2001 to 3 Aug 2011)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (15 Nov 2012 to 17 Oct 2013)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (14 Jul 2011 to 20 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.