Paul David Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wallace Arnold Travel Limited (no longer approved here)
FRN 591160
- Employed By (7 Aug 2019 to 26 May 2020)
Itc Compliance Limited (no longer approved here)
FRN 313486
- CF1 Director (AR) (31 Jul 2019 to 26 May 2020)
Rock Insurance Services Limited (no longer approved here)
FRN 300317
- CF1 Director (AR) (14 Mar 2016 to 29 Mar 2022)
White Horse Insurance UK Limited (no longer approved here)
FRN 203320
- CF1 Director (AR) (18 Oct 2013 to 7 Oct 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.