Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (4)Employed By (since 24 Apr 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 27 May 2020)
    • [FCA CF] Client dealing (since 27 May 2020)
    • CF1 Director (AR) (since 26 May 2020)
    • CF30 Customer (since 26 May 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (31 Oct 2011 to 23 May 2020)
    • CF30 Customer (31 Oct 2011 to 23 May 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (11 Jul 2008 to 11 Oct 2011)
    • CF30 Customer (1 Nov 2007 to 11 Oct 2011)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.