Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tandem Bank Limited (no longer approved here)

    FRN 204479

    • SMF9 Chair of the Governing Body (25 Oct 2022 to 26 Feb 2026)
  • GDFC Services Plc (no longer approved here)

    FRN 705028

    • SMF9 Chair of the Governing Body (25 Oct 2022 to 26 Feb 2026)
  • GDFC Assets Limited (no longer approved here)

    FRN 705030

    • SMF9 Chair of the Governing Body (25 Oct 2022 to 26 Feb 2026)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • Responsibility for MCD Intermediation (21 Mar 2016 to 4 Sep 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 4 Mar 2019)
    • SMF1 Chief Executive (7 Mar 2016 to 4 Sep 2018)
    • Responsible for Insurance Mediation (29 Jan 2014 to 4 Sep 2018)
    • CF1 Director (13 May 2013 to 6 Mar 2016)
    • CF3 Chief Executive (9 Nov 2012 to 18 Jan 2013)
    • CF17 Significant Mgt (Other Business Operations) (8 Aug 2005 to 12 Sep 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (8 Aug 2005 to 12 Sep 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (13 Sep 2010 to 2 Nov 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (8 Aug 2005 to 12 Sep 2007)
    • CF17 Significant Mgt (Other Business Operations) (8 Aug 2005 to 12 Sep 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF1 Director (AR) (13 Sep 2010 to 2 Nov 2011)
    • CF29 Significant management (13 Sep 2010 to 2 Nov 2011)
  • Automobile Association Personal Finance Limited (no longer approved here)

    FRN 415123

    • Employed By (13 Sep 2010 to 2 Nov 2011)
  • Britannia Personal Lending Limited (no longer approved here)

    FRN 415125

    • Employed By (13 Sep 2010 to 2 Nov 2011)
  • Home Shopping Personal Finance Limited (no longer approved here)

    FRN 415128

    • Employed By (13 Sep 2010 to 2 Nov 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF29 Significant management (12 Jun 2009 to 14 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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