Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 30 Mar 2023)
    • SMF4 Chief Risk (since 30 Mar 2023)
    • [FCA CF] Material risk taker (5 Apr 2021 to 29 Mar 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 30 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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