Paul David Nixon

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management US Limited

    FRN 585547

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Feb 2020)
    • [FCA CF] Material risk taker (since 1 Feb 2020)
    • [FCA CF] Manager of certification employee (since 1 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (30 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
    • CF1 Director (2 Apr 2013 to 8 Dec 2019)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF30 Customer (24 Feb 2012 to 16 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.