Paul David Moran

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caxton Associates LLP

    FRN 504390

    • [FCA CF] Client dealing (since 23 Nov 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2022)
  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • [FCA CF] Client dealing (1 Mar 2020 to 1 Sep 2020)
    • CF4 Partner (23 Apr 2009 to 11 Aug 2011)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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