Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Nov 2025)
    • CF21 Investment Adviser (18 Mar 2002 to 23 Feb 2004)
    • CF26 Customer Trading (2 Dec 2001 to 18 Mar 2002)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (7 Mar 2012 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (25 May 2004 to 6 Jul 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (25 May 2004 to 6 Jul 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (18 Mar 2002 to 26 Mar 2003)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.