Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Client dealing (since 7 Nov 2025)
- CF21 Investment Adviser (18 Mar 2002 to 23 Feb 2004)
- CF26 Customer Trading (2 Dec 2001 to 18 Mar 2002)
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Numis Securities Limited
FRN 144822
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (7 Mar 2012 to 8 Dec 2019)
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- CF21 Investment Adviser (25 May 2004 to 6 Jul 2007)
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- CF21 Investment Adviser (25 May 2004 to 6 Jul 2007)
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- CF21 Investment Adviser (18 Mar 2002 to 26 Mar 2003)
- CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.