Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 3 Dec 2024)
    • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 3 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2021)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (6 Nov 2002 to 11 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.