Paul David Foster

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Plan2 Holdings Ltd

    FRN 790603

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 13 Jul 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 2 Jan 2018)
    • CF1 Director (2 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2018 to 30 Sep 2018)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (23 Jul 2015 to 28 Mar 2018)
    • CF30 Customer (23 Jul 2015 to 28 Mar 2018)
  • Pegasus Portfolio Planning LLP (no longer approved here)

    FRN 446163

    • CF30 Customer (15 Apr 2013 to 31 Jul 2015)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (25 Jan 2013 to 7 Mar 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (662)Employed By (25 Jan 2013 to 7 Mar 2013)
  • Kevin Chalk (no longer approved here)

    FRN 190077

    • CF24 Pension Transfer Specialist (2 Sep 2002 to 22 Feb 2005)
    • CF21 Investment Adviser (2 Sep 2002 to 22 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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