Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Jun 2019)
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- CF30 Customer (1 Nov 2007 to 15 Dec 2007)
- CF21 Investment Adviser (4 Oct 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 May 2002 to 4 Oct 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Apr 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.