Paul David Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
    • CF30 Customer (7 Oct 2014 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (28 Feb 2013 to 30 Sep 2014)
  • Capital Planning Partners Ltd (no longer approved here)

    FRN 587076

    • Employed By (28 Feb 2013 to 30 Sep 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 May 2009 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.