Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (24 Mar 2021 to 18 Jan 2024)
- [FCA CF] Functions requiring qualifications (24 Mar 2021 to 18 Jan 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jun 2021)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Jun 2021)
- CF1 Director (AR) (9 Jun 2014 to 10 Jun 2021)
- CF30 Customer (1 Nov 2007 to 10 Jun 2021)
- CF4 Partner (AR) (24 Jun 2002 to 9 Jun 2014)
- CF21 Investment Adviser (24 Jun 2002 to 31 Oct 2007)
-
- (2)Employed By (24 Jun 2002 to 10 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.