Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF3 Chief Executive (16 Oct 2006 to 14 May 2008)
    • CF8 Apportionment and Oversight (10 Jan 2006 to 31 Oct 2007)
    • CF1 Director (12 Mar 2004 to 16 May 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Nov 2003 to 12 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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